J & E Davy

Lobbying Organisation J & E Davy

Date published 21 Jan, 2019

Relevant Matter Legislation

Public Policy Area Banking and Financial Institutions

Period 1 Sep, 2018 to 31 Dec, 2018

Specific Details Highlight the perceived practical impacts of the proposed Regulation of the European Parliament and the Council on the prudential requirements of investment firms and amending Regulations (EU) No 575/2013, (EU) No 600/2014 and (EU) No 1093/2010

Intended results • To endorse the proposed approach and its appropriateness for investment firms. • To promote the best investment outcomes for clients and ensure alignment of the proposals with these objectives. • To highlight the practical implications of the application of the rules and any industry concerns.

Name of person primarily responsible for lobbying on this activity Joe Ryan

Did any Designated Public Official(DPO) or former Designated Public Official(DPO) carry out lobbying activities on your behalf in relation to this return? You must include yourself, and answer Yes, if you are a current DPO or a DPO at any time in the past. (What is a Designated Public Official?) No

Did you manage or direct a grassroots campaign? No

Was this lobbying done on behalf of a client? No

Lobbying activity

The following activities occurred for this specific Subject Matter Area.

Meeting (2-5)

2 Meetings: 12 November 2018 - Met Michael McGrath at the Department of Finance, Government Buildings, Upper Merrion Street, Dublin 2 and 21 December 2018 - Met Brian Hayes at Davy House, 49 Dawson Street, Dublin 2

Designated public officials lobbied

The following DPOs were lobbied during this return period on this specific Subject Matter Area. These DPOs were involved in at least one of the Lobbying Activities listed above, but not necessarily all of them. As returns are specific to a Subject Matter Area the above Lobbying Activities may be associated with multiple returns.

Brian Hayes MEP (European Parliament)

Michael J. McGrath Assistant Secretary (Department of Finance)