Invesco Investment Management Limited (Invesco Investment Management Limited)

Lobbying Organisation Invesco Investment Management Limited

Date published 12 Jan, 2023

Relevant Matter Public policy or programme

Public Policy Area Banking and Financial Institutions

Period 1 Sep. 2022 to 31 Dec. 2022

Specific Details beyond introductions and a broad discussion relating to the global economic environment and geopolitics, the ongoing review of the EU AIFMD framework was discussed, in particular draft provisions relating to investment funds that originate and/or invest in loans, as well as the ongoing review of the EU MiFIR framework, in particular draft provisions relating to the establishment of a consolidated tape of record for equities.

Intended results Connecting our Global Head of Public Policy with Mr Kelly and appraising Mr Kelly of Invesco’s positions on the ongoing review of the EU AIFMD framework, as it pertained to loan funds (in particular our consideration of the potential negative impact of certain draft provisions on the provision of an alternative source of financing to EU corporates by such funds). Appraising Mr Kelly of Invesco’s position on the ongoing review of the EU MiFIR framework, as it pertained to the establishment of a consolidated tape of record for equities (in particular our consideration of the potential positive impact of the inclusion of ETFs within the scope of a pre- and post-trade equities tape).

Name of person primarily responsible for lobbying on this activity Michael O'Shea, Elizabeth Gillam

Did any Designated Public Official(DPO) or former Designated Public Official(DPO) carry out lobbying activities on your behalf in relation to this return? You must include yourself, and answer Yes, if you are a current DPO or a DPO at any time in the past. (What is a Designated Public Official?) No

Did you manage or direct a grassroots campaign? No

Was this lobbying done on behalf of a client? No

Lobbying activity

The following activities occurred for this specific Subject Matter Area.

Meeting (1)

Designated public officials lobbied

The following DPOs were lobbied during this return period on this specific Subject Matter Area. These DPOs were involved in at least one of the Lobbying Activities listed above, but not necessarily all of them. As returns are specific to a Subject Matter Area the above Lobbying Activities may be associated with multiple returns.

Declan Kelly Councillor (Galway County Council)